OCG Whitepaper | Licence to Operate: Reviews That Secure Relationships and Revenue
Written By James Dickson
As regulatory expectations and commercial scrutiny intensify, the quality of independent reviews is no longer a compliance formality; it’s a measure of institutional maturity. This white paper explores how ASIC, AUSTRAC, and APRA are reshaping the review landscape, why superficial assessments are exposing boards to unnecessary risk, and how brokers, advisers, and financial service providers can respond with assurance that holds up under pressure.
Featuring real-world case studies and a practical framework for building substantive reviews, this paper is essential reading for directors, risk leaders, and regulated entities navigating CPS230 and beyond.
Written by James Dickson and Anthony Speight
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